Helfer Ray E.
SEC-identified person · CIK 1536808 Identifier-verified
Public-company roles (from insider filings)
| Company | Capacity as filed | Filings |
|---|---|---|
| Nuveen Diversified Dividend & Income Fund JDD | Officer of Investment Adviser | filed 2012 - 2015 |
| Nuveen Mortgage Opportunity Term Fund JLS | Officer of Investment Adviser | filed 2012 - 2015 |
| Nuveen Mortgage Opportunity Term Fund 2 JMT | Officer of Investment Adviser | filed 2012 - 2015 |
| John Hancock Hedged Equity & Income Fund HEQ | Officer of Investment Adviser | filed 2012 - 2015 |
| First Opportunity Fund INC FOFI | Officer of Investment Adviser | filed 2012 - 2013 |
All roles under one Commission-assigned identifier - the same person by the SEC's own record, not by name matching. From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.