Nuveen Diversified Dividend & Income Fund
SEC CIK 1255821 · JDD · last insider filing 2021-07-07
Directors (from insider filings)
| Name | Capacity as filed | Filings |
|---|---|---|
| Toth Terence J | Director | filed 2008 - 2008 |
Officers (from insider filings)
| Name | Title as filed | Filings |
|---|---|---|
| Burgess Terrence M | Officer of Investment Adviser | filed 2021 - 2021 |
| Parker Jawan S. | Officer of Investment Adviser | filed 2021 - 2021 |
| Zimmerman Gifford R | Secretary | filed 2007 - 2020 |
| Morgan Deann | Vice President | filed 2020 - 2020 |
| Ruedi Philip W | Officer of Investment Adviser | filed 2020 - 2020 |
| Ball Robert P | Officer of Investment Adviser | filed 2020 - 2020 |
| Meissner Jon Scott | Vice President | filed 2019 - 2019 |
| Longerstaey Jacques M | Vice President | filed 2019 - 2019 |
| Lockhart Brian J | Vice President | filed 2019 - 2019 |
| Murphy Kevin Francis | Officer of Investment Adviser | filed 2019 - 2019 |
| Wickerham E. Scott | Vice President | filed 2019 - 2019 |
| Kramer Amy B | Officer of Investment Adviser | filed 2018 - 2018 |
| Winget Demark L | Vice President | filed 2008 - 2018 |
| Meyers William T. | Vice President | filed 2018 - 2018 |
| Kilbride Donald J. | Officer of Investment Adviser | filed 2015 - 2018 |
| Butler John E. | Officer of Investment Adviser | filed 2015 - 2018 |
| Yu Si Ping | Officer of Investment Adviser | filed 2018 - 2018 |
| Enderlein Carl Dirk | Officer of Investment Adviser | filed 2018 - 2018 |
| Perry Michael A | Vice President | filed 2017 - 2017 |
| Siffermann William A | Vice President | filed 2017 - 2017 |
| Duckworth Cheryl M | Officer of Investment Adviser | filed 2014 - 2017 |
| Link Ian R | Officer of Investment Adviser | filed 2014 - 2017 |
| Shannon Mary K. | Officer of Investment Adviser | filed 2017 - 2017 |
| Mattiko Gregory A | Officer of Investment Adviser | filed 2017 - 2017 |
| Rohrbacher Christopher M. | Vice President | filed 2008 - 2016 |
| Jones Nathaniel T. | Vice President and Treasurer | filed 2016 - 2016 |
| Averill John F | Officer of Investment Adviser | filed 2013 - 2016 |
| Choumenkovitch Nicolas M | Officer of Investment Adviser | filed 2013 - 2016 |
| Angeli Steven C | Officer of Investment Adviser | filed 2016 - 2016 |
| Havlicek Desmond A | Officer of Investment Adviser | filed 2016 - 2016 |
| Hlavacek Sherri A | Vice President and Treasurer | filed 2015 - 2015 |
| Lamb David J | Vice President | filed 2015 - 2015 |
| Helfer Ray E. | Officer of Investment Adviser | filed 2012 - 2015 |
| Chabrier Louis | Officer of Investment Adviser | filed 2012 - 2015 |
| Traquina Perry M | Officer of Investment Adviser | filed 2014 - 2014 |
| Hynes Jean M. | Officer of Investment Advisor | filed 2007 - 2014 |
| Pannell Saul J | Officer of Investment Adviser | filed 2014 - 2014 |
| Cromwell Wendy M. | Officer of Investment Adviser | filed 2011 - 2014 |
| Slager Joel T. | Vice President | filed 2013 - 2013 |
| Trojan Vera M | Officer of Investment Advisor | filed 2010 - 2013 |
| Argyle Charles S | Officer of Investment Advisor | filed 2010 - 2013 |
| Nordin Diane C | Officer of Investment Adviser | filed 2006 - 2012 |
| Bousa Edward Peter | Officer of Investment Advisor | filed 2009 - 2012 |
| Klar Stephen | Officer of Investment Adviser | filed 2012 - 2012 |
| Prudhomme Kathleen L | Vice President | filed 2011 - 2011 |
| Hill Lucius T III | Officer of Investment Advisor | filed 2008 - 2011 |
| Mccarthy Michelle Ann | Vice President | filed 2010 - 2010 |
| Bandtel Karl E. | Officer of Investment Advisor | filed 2007 - 2010 |
| Grace Scott S | Vice President & Treasurer | filed 2009 - 2009 |
| Ruane James | Vice President | filed 2009 - 2009 |
| Arriaga Nizida | Vice President | filed 2009 - 2009 |
| Mino Gregory T. | Vice President | filed 2009 - 2009 |
| Cook Margo L. | Vice President | filed 2009 - 2009 |
| Ryan John R | Officer of Investment Advisor | filed 2009 - 2009 |
| Hoffmann James P | Officer of Investment Advisor | filed 2006 - 2009 |
| Swords Brendan J | Officer of Investment Advisor | filed 2008 - 2008 |
| Gabriel Laurie A | Officer of Investment Advisor | filed 2008 - 2008 |
| Pappas Thomas L | Officer of Investment Advisor | filed 2008 - 2008 |
| Braverman Paul | Officer of Investment Advisor | filed 2007 - 2007 |
| Steinborn Edward J | Officer of Investment Advisor | filed 2007 - 2007 |
| Adams William IV | Vice President | filed 2007 - 2007 |
| Antosiewicz Cedric H | Vice President | filed 2007 - 2007 |
| Mccarthy Kevin J | Vice President | filed 2007 - 2007 |
| Adams Nicholas C | Officer of Investment Adviser | filed 2007 - 2007 |
| Hamel Paul J | Officer of Investment Adviser | filed 2007 - 2007 |
| Kelly Walter M | Assistant Vice President | filed 2006 - 2006 |
| Kaplan Paul D | Officer of Investment Adviser | filed 2006 - 2006 |
| Evans Robert L | Officer of Investment Adviser | filed 2006 - 2006 |
About this record
From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.
Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.