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Governance Register

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Western Asset Emerging Markets Floating Rate Fund INC.

SEC CIK 918708 · EFL · last insider filing 2009-06-18

Directors (from insider filings)

NameCapacity as filedFilings
Colman Carol L Director filed 2007 - 2007
Cucchi Paolo M Director filed 2007 - 2007
Bain Peter L Director · Secretary filed 2006 - 2006
Scheve Timothy C Director · Senior Vice President filed 2006 - 2006
Fetting Mark R Director · Senior Vice President filed 2006 - 2006
Gerken R JAY Director filed 2006 - 2006

Officers (from insider filings)

NameTitle as filedFilings
Daley Charles J JR Director of Adviser (LMPFA) filed 2007 - 2007
Renahan William J Assistant Secretary of Fund filed 2007 - 2007
Ozsolak Kaprel Treasurer of the Fund filed 2007 - 2007
Del Guercio Rocco CFO of Adviser filed 2007 - 2007
Murphy Terrence chief financial officer filed 2006 - 2006
Mandia Thomas C Chief Compliance Officer filed 2006 - 2006
Shepler Robert P Officer filed 2006 - 2006
Kelly Jeanne Officer filed 2006 - 2006
Becker Ted P Officer filed 2006 - 2006

About this record

From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.

Source: SEC Insider Transactions Data Sets (Forms 3/4/5), US Federal Government public domain.