| Mondee Holdings, Inc. MOND |
Officer |
filed 2022 - 2023 |
| Western Asset Municipal Partners Fund INC. MNP |
Officer |
filed 2016 - 2023 |
| Angel Oak Mortgage, Inc. AOMR |
Officer |
filed 2022 - 2022 |
| Alimera Sciences INC ALM |
Officer |
filed 2022 - 2022 |
| Sonim Technologies INC SONM |
Officer |
filed 2021 - 2021 |
| Eaton Vance Senior Income Trust EVF |
Officer |
filed 2009 - 2021 |
| Leisure Acquisition Corp. LACQ) |
Officer |
filed 2020 - 2020 |
| NB Telecom, Inc. NBTE |
Director |
filed 2011 - 2019 |
| Bloom Energy Corp BE |
Officer |
filed 2018 - 2019 |
| Eaton Vance Ltd Duration Income Fund EVV |
Officer |
filed 2010 - 2018 |
| China Automotive Systems INC CASS |
Officer |
filed 2017 - 2018 |
| Innocoll Holdings plc INNL |
Officer |
filed 2017 - 2017 |
| Pacholder High Yield Fund INC phf |
Officer |
filed 2009 - 2016 |
| Nuveen Short Duration Credit Opportunities Fund JSD |
Officer |
filed 2016 - 2016 |
| Eaton Vance NEW Jersey Municipal Income Trust EVJ |
Officer |
filed 2016 - 2016 |
| Texas Industries INC txi |
Officer |
filed 2014 - 2014 |
| Yongye International, Inc. YONG |
Director |
filed 2011 - 2014 |
| Transmontaigne Partners LLC TLP |
Director |
filed 2006 - 2014 |
| Pioneer High Income Trust PHT |
Officer |
filed 2009 - 2014 |
| Feihe International Inc ADY |
Officer |
filed 2012 - 2013 |
| Digitalglobe, INC. DGI |
Officer |
filed 2009 - 2013 |
| MFS High Income Municipal Trust CXE |
Officer |
filed 2009 - 2012 |
| MFS Investment Grade Municipal Trust CXH |
Officer |
filed 2009 - 2012 |
| Blackrock Municipal Income Investment Trust BBF |
Officer |
filed 2012 - 2012 |
| Blackrock NEW Jersey Investment Quality Municipal Trust INC RNJ |
Officer |
filed 2009 - 2012 |
| Blackrock Municipal Bond Investment Trust BIE |
Officer |
filed 2012 - 2012 |
| Muni NEW York Intermediate Duration Fund INC MUI |
Officer |
filed 2012 - 2012 |
| Blackrock Investment Quality Municipal Income Trust RFA |
Officer |
filed 2009 - 2012 |
| Blackrock NEW York Municipal Income Quality Trust BSE |
Officer |
filed 2011 - 2012 |
| VAN Kampen Massachusetts Value Municipal Income Trust VMV |
Officer |
filed 2012 - 2012 |
| Muniyield Quality Fund INC MQY |
Officer |
filed 2012 - 2012 |
| Blackrock NEW York Municipal Income Trust II BFY |
Officer |
filed 2012 - 2012 |
| Blackrock Municipal Income Quality Trust BYM |
Officer |
filed 2012 - 2012 |
| Nuveen California Quality Municipal Income Fund NAC |
Officer |
filed 2012 - 2012 |
| Nuveen Insured California Dividend Advantage Municipal Fund NKL |
See explanation of responses |
filed 2011 - 2012 |
| Voya Prime Rate Trust ppr |
Officer |
filed 2009 - 2011 |
| Nuveen Connecticut Quality Municipal Income Fund NTC PR C |
Officer |
filed 2009 - 2011 |
| Remec INC REMCE.OB |
Officer |
filed 2009 - 2010 |
| Xcyte Therapies INC XYCT |
Officer |
filed 2008 - 2009 |
| Msci Inc. MXB |
Officer |
filed 2007 - 2009 |
| Nuveen Virginia Dividend Advantage Municipal Fund NGB |
Officer |
filed 2009 - 2009 |
| Cohen & Steers Advantage Income Realty Fund INC RLF |
Officer |
filed 2009 - 2009 |
| Cohen & Steers Quality Income Realty Fund INC rqi |
Officer |
filed 2009 - 2009 |
| Cohen & Steers Premium Income Realty Fund INC RPF |
Officer |
filed 2009 - 2009 |
| Calamos Convertible Opportunities & Income Fund CHI |
Officer |
filed 2009 - 2009 |
| Flaherty & Crumrine/Claymore Preferred Securities Income Fund INC FFC |
Officer |
filed 2009 - 2009 |
| Cohen & Steers Reit & Preferred Income Fund INC RNP |
Officer |
filed 2009 - 2009 |
| Flaherty & Crumrine/Claymore Total Return Fund INC FLC |
Officer |
filed 2009 - 2009 |
| Calamos Strategic Total Return Fund CSQ |
Officer |
filed 2009 - 2009 |
| Genelabs Technologies INC /CA swtx |
Officer |
filed 2007 - 2009 |
| a21, Inc. ATWO.OB |
Officer |
filed 2008 - 2008 |
| Federal Services Acquisition Corp atsc |
Officer |
filed 2007 - 2008 |
| Jazz Technologies, Inc. JAZ US |
Officer |
filed 2007 - 2008 |
| Constant Contact, Inc. CTCT |
Officer |
filed 2007 - 2008 |
| Community Bankers Trust Corp ESXB |
Officer |
filed 2008 - 2008 |
| Distributed Energy Systems Corp desc |
Officer |
filed 2008 - 2008 |
| Hollywood Media Corp HOLL |
Officer |
filed 2008 - 2008 |
| Gramercy Property Trust Inc. GPT |
Officer |
filed 2007 - 2008 |
| Trump Entertainment Resorts, INC. TRMPQ.PK |
Officer |
filed 2006 - 2008 |
| Vital Images INC VTAL |
Officer |
filed 2007 - 2007 |
| Crescent Real Estate Equities CO CEI |
Officer |
filed 2007 - 2007 |
| Discover Financial Services DFS |
Officer |
filed 2007 - 2007 |
| Crescent Real Estate Equities LTD Partnership CEI |
Officer |
filed 2007 - 2007 |
| WCI Communities INC WCIMQ |
Officer |
filed 2007 - 2007 |
| Hayes Lemmerz International INC HAYZ |
Officer |
filed 2007 - 2007 |
| Cypress Bioscience INC CYPB |
Officer |
filed 2007 - 2007 |
| Prgx Global, INC. PRGXD |
Officer |
filed 2006 - 2006 |
| Transmontaigne INC TMG |
Officer |
filed 2006 - 2006 |
| Intercontinentalexchange INC ICE |
Officer |
filed 2006 - 2006 |
| Cadiz INC cdzi |
Officer |
filed 2006 - 2006 |