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Merrill Lynch, Pierce, Fenner & Smith INC.

SEC-identified person · CIK 728612 Identifier-verified

Public-company roles (from insider filings)

CompanyCapacity as filedFilings
Pimco Municipal Income Fund II PML Officer filed 2024 - 2026
Neuberger Municipal Fund INC. NBH Officer filed 2009 - 2026
Nuveen NEW York Quality Municipal Income Fund NAN Officer filed 2009 - 2026
Nuveen Municipal Credit Opportunities Fund NMCO Officer filed 2024 - 2026
Muni Intermediate Duration Fund INC NA Officer filed 2009 - 2026
VAN Kampen Advantage Municipal Income Trust II VTA Officer filed 2009 - 2026
Putnam Municipal Opportunities Trust pmo Officer filed 2009 - 2026
Nuveen Municipal Credit Income Fund NZF Officer filed 2009 - 2026
Nuveen Quality Municipal Income Fund NAD PR C Officer filed 2009 - 2026
Nuveen Municipal High Income Opportunity Fund NMZ Officer filed 2009 - 2025
Pimco California Municipal Income Fund PCQ Officer filed 2025 - 2025
Pimco NEW York Municipal Income Fund II PNI Officer filed 2010 - 2025
Pimco Municipal Income Fund PNF Officer filed 2024 - 2025
Pimco California Municipal Income Fund II PCK Officer filed 2010 - 2025
Federated Hermes Premier Municipal Income Fund FMN Officer filed 2009 - 2025
HCA INC/TN HCA INC. Officer filed 2025 - 2025
Putnam Managed Municipal Income Trust pmm Officer filed 2009 - 2025
Gabelli Utility Trust GUTRT Officer filed 2009 - 2024
Eaton Vance Senior Floating-Rate Trust EOE Officer filed 2009 - 2024
NEW America High Income Fund INC HYB Officer filed 2009 - 2024
VAN Kampen Trust for Investment Grade Municipals VGM Officer filed 2009 - 2024
Morgan Stanley Quality Municipal Income Trust IQI Officer filed 2024 - 2024
Muniholdings NEW York Insured Fund INC MHN Officer filed 2009 - 2024
Muniholdings NEW Jersey Insured Fund INC MUJ Officer filed 2009 - 2024
Blackrock NEW York Municipal Income Trust BNY Officer filed 2009 - 2024
Alliancebernstein National Municipal Income Fund AFB Officer filed 2009 - 2024
Pioneer Municipal High Income Trust MHI Officer filed 2010 - 2024
Pioneer Municipal High Income Advantage Trust MAV Officer filed 2010 - 2024
Blackrock Long-Term Municipal Advantage Trust BTA Officer filed 2024 - 2024
Dreyfus Municipal Bond Infrastructure Fund, Inc. dmb Officer filed 2016 - 2024
Nuveen Minnesota Quality Municipal Income Fund NMS Officer filed 2024 - 2024
Dreyfus Strategic Municipals, INC. LEO Officer filed 2010 - 2024
Morgan Stanley Municipal Income Opportunities Trust oia Officer filed 2024 - 2024
Dreyfus Municipal Income, INC. DSM Officer filed 2010 - 2024
Dreyfus Strategic Municipal Bond Fund, INC. DSM Officer filed 2010 - 2024
Muniyield Fund INC MYD Officer filed 2011 - 2024
VAN Kampen Trust for Investment Grade NEW York Municipals VTN Officer filed 2009 - 2024
Muniyield Quality Fund INC MQY Officer filed 2009 - 2024
VAN Kampen Pennsylvania Value Municipal Income Trust VPV Officer filed 2011 - 2024
VAN Kampen California Value Municipal Income Trust VCV Officer filed 2009 - 2024
Muniassets Fund INC MUA Officer filed 2024 - 2024
Gabelli Dividend & Income Trust GDV.RT Officer filed 2009 - 2019
Gabelli Multimedia Trust INC. GGTRT Officer filed 2018 - 2018
Federated Premier Intermediate Municipal Income Fund FPT Officer filed 2009 - 2017
Pimco High Income Fund PHK Officer filed 2011 - 2016
Blackrock Municipal 2018 Term Trust BPK Officer filed 2009 - 2014
Blackrock NEW York Municipal 2018 Term Trust BPK Officer filed 2009 - 2014
Pimco Income Strategy Fund PFL Officer filed 2009 - 2014
Pioneer High Income Trust PHT Officer filed 2009 - 2014
Tropicana Las Vegas Hotel & Casino, Inc. n/a Officer filed 2014 - 2014
Alliance NEW York Municipal Income Fund AYN Officer filed 2009 - 2013
Uni-Pixel unxl Officer filed 2007 - 2013
Eaton Vance NEW Jersey Municipal Income Trust EVJ Officer filed 2009 - 2013
DNP Select Income Fund INC DNP Officer filed 2009 - 2013
Advent Convertible & Income Fund AVK Officer filed 2009 - 2012
Blackrock Maryland Municipal Bond Trust BZM Officer filed 2010 - 2012
VAN Kampen Select Sector Municipal Trust VKL Officer filed 2009 - 2012
Pimco Income Strategy Fund II PFN Officer filed 2009 - 2012
Munivest Fund INC MVF Officer filed 2009 - 2012
Pimco Corporate Opportunity Fund PTY Officer filed 2009 - 2012
Muniholdings Fund INC MUS Officer filed 2009 - 2011
Muniholdings Insured Fund INC/NJ MUS Officer filed 2009 - 2011
Muniholdings Insured Fund II INC MUE Officer filed 2009 - 2011
Muniyield Quality Fund II INC MQT Officer filed 2009 - 2011
Blackrock Municipal Income Trust BFZ Officer filed 2009 - 2011
Blackrock Florida Municipal 2020 Term Trust BFO Officer filed 2009 - 2011
VAN Kampen Municipal Opportunity Trust VMO Officer filed 2009 - 2011
Advent/Claymore Global Convertible Securities & Income Fund AGC Officer filed 2009 - 2011
VAN Kampen Municipal Trust VKQ Officer filed 2009 - 2011
Eaton Vance Ohio Municipal Income Trust EVO Officer filed 2009 - 2011
Blackrock Municipal Bond Trust BBK Officer filed 2009 - 2011
Blackrock NEW Jersey Municipal Income Trust BNJ Officer filed 2009 - 2011
Boulder Total Return Fund INC BTF Officer filed 2009 - 2011
American Municipal Income Portfolio INC XAA Officer filed 2009 - 2011
Pioneer Floating Rate Trust PHD Officer filed 2009 - 2011
Mbia Capital/Claymore MAN DUR INV GRD Muni Fund MZF Officer filed 2009 - 2011
Duff & Phelps Utility & Corporate Bond Trust INC DUC Officer filed 2009 - 2011
Muniholdings Florida Insured Fund INC MFL Officer filed 2009 - 2011
Nuveen Insured California Dividend Advantage Municipal Fund NKL Officer filed 2009 - 2011
Blackrock Municipal Income Trust II BLE Officer filed 2009 - 2011
Nuveen Ohio Quality Municipal Income Fund NUO Officer filed 2009 - 2011
VAN Kampen Trust for Insured Municipals VIM Officer filed 2009 - 2011
Muniyield NEW Jersey Insured Fund INC MJI Officer filed 2009 - 2011
Muniyield Florida Insured Fund /NJ/ MFT Officer filed 2009 - 2011
Munivest Fund II INC MVT Officer filed 2009 - 2011
Eaton Vance Pennsylvania Municipal Income Trust EVP Officer filed 2009 - 2011
Blackrock Municipal 2020 Term Trust BKK Officer filed 2009 - 2011
Nuveen AMT-Free Quality Municipal Income Fund NEA Officer filed 2010 - 2011
Muni NEW York Intermediate Duration Fund INC MUI Officer filed 2009 - 2011
Recording Industries Corp HYB Officer filed 2011 - 2011
Nuveen Premium Income Municipal Fund INC NPI Officer filed 2009 - 2011
Nuveen Investment Quality Municipal Fund INC NQM Officer filed 2009 - 2011
Muniyield Insured Fund INC MYI Officer filed 2009 - 2011
Muniyield Pennsylvania Fund MPA Officer filed 2009 - 2011
Muniyield Arizona Fund INC /NJ/ MZT Officer filed 2009 - 2011
Muniyield California Fund INC MYC Officer filed 2009 - 2011
Munienhanced Fund INC MEN Officer filed 2009 - 2011
Muniyield California Insured Fund INC MCA Officer filed 2009 - 2011
Muniyield NEW Jersey Fund INC MYJ Officer filed 2009 - 2011
Blackrock California Municipal Income Trust BFZ Officer filed 2009 - 2011
Nuveen Ohio Dividend Advantage Municipal Fund 2 NBJ Officer filed 2009 - 2011
Nuveen Virginia Dividend Advantage Municipal Fund 2 NNB PR C Officer filed 2009 - 2011
Nuveen Arizona Dividend Advantage Municipal Fund NFZ Officer filed 2009 - 2011
Nuveen NEW Jersey Quality Municipal Income Fund NYSE: NXJ Officer filed 2009 - 2011
Blackrock Municipal Income Investment Trust BBF Officer filed 2009 - 2011
Neuberger Berman NEW York Municipal Fund INC. NBW Officer filed 2009 - 2011
Preferred Income Strategies Fund INC PSY Officer filed 2009 - 2011
Flaherty & Crumrine/Claymore Total Return Fund INC FLC Officer filed 2009 - 2011
Reaves Utility Income Fund UTZ Officer filed 2009 - 2011
TS&W / Claymore TAX-Advantaged Balanced Fund TYW Officer filed 2009 - 2011
Gabelli Equity Trust INC GAB.RT Officer filed 2009 - 2011
Nuveen Quality Income Municipal Fund INC NXJ Officer filed 2009 - 2011
Nuveen Michigan Quality Municipal Income Fund NUM Officer filed 2009 - 2011
DTF TAX-Free Income INC DTF Officer filed 2009 - 2011
Nuveen NEW York Quality Income Municipal Fund INC NUN Officer filed 2009 - 2011
Muniyield Michigan Insured Fund II INC MYM Officer filed 2009 - 2011
Muniyield Michigan Insured Fund INC MIY Officer filed 2009 - 2011
Nuveen Michigan Premium Income Municipal Fund INC NMP Officer filed 2009 - 2011
Blackrock Investment Quality Municipal Trust, INC. BKN Officer filed 2011 - 2011
Nuveen Virginia Quality Municipal Income Fund NYSE: NPV Officer filed 2009 - 2011
Delaware Investments Colorado Municipal Income Fund, Inc. VCO Officer filed 2011 - 2011
VAN Kampen Senior Income Trust vvr Officer filed 2010 - 2011
Nuveen California Dividend Advantage Municipal Fund 2 NVX Officer filed 2009 - 2011
Nuveen NEW York Dividend Advantage Municipal Fund 2 NXK Officer filed 2010 - 2011
Nuveen California Dividend Advantage Municipal Fund 3 NZH Officer filed 2009 - 2011
Pimco Corporate Income Fund PFL Officer filed 2010 - 2011
Western Asset Premier Bond Fund wea Officer filed 2009 - 2011
Pimco NEW York Municipal Income Fund III PYN Officer filed 2010 - 2011
Wells Fargo Income Opportunities Fund ead Officer filed 2009 - 2011
Preferred & Corporate Income Strategies Fund INC PSW Officer filed 2009 - 2011
Tortoise Energy Capital Corp tyy Officer filed 2009 - 2011
VAN Kampen Ohio Quality Municipal Trust VOQ Officer filed 2009 - 2011
VAN Kampen Trust for Investment Grade NEW Jersey Municipals vtj Officer filed 2009 - 2011
VAN Kampen Massachusetts Value Municipal Income Trust VMV Officer filed 2009 - 2011
Blackrock California Investment Quality Municipal Trust INC RAA Officer filed 2011 - 2011
Muniholdings Fund II INC /NJ/ MUH Officer filed 2009 - 2011
Eaton Vance Massachusetts Municipal Income Trust MMV Officer filed 2009 - 2011
Nuveen Enhanced AMT-Free Municipal Credit Opportunities Fund NVG PR C Officer filed 2011 - 2011
Nuveen NEW Jersey Dividend Advantage Municipal Fund 2 NXJ Officer filed 2009 - 2011
Neuberger Berman California Municipal Fund INC. NBW Officer filed 2009 - 2011
Virtus Convertible & Income Fund NCV Officer filed 2011 - 2011
Virtus Convertible & Income Fund II NCZ Officer filed 2011 - 2011
Neuberger Real Estate Securities Income Fund INC nro Officer filed 2009 - 2011
Kayne Anderson MLP/Midstream Investment Co KYN` Officer filed 2009 - 2011
Nuveen NEW York Performance Plus Municipal Fund INC NNP Officer filed 2009 - 2011
Nuveen Municipal Advantage Fund INC NMA Officer filed 2010 - 2011
Nuveen Municipal Market Opportunity Fund INC NMO Officer filed 2010 - 2011
Nuveen NEW York Investment Quality Municipal Fund INC NQN Officer filed 2009 - 2011
Nuveen NEW Jersey Investment Quality Municipal Fund INC NQJ Officer filed 2009 - 2011
Nuveen Pennsylvania Quality Municipal Income Fund NQP Officer filed 2009 - 2011
Nuveen Select Quality Municipal Fund INC NQS Officer filed 2010 - 2011
Nuveen NEW York Select Quality Municipal Fund INC NVN Officer filed 2009 - 2011
Nuveen Texas Quality Municipal Income Fund NTX Officer filed 2009 - 2011
Nuveen Municipal Opportunity Fund INC NIO Officer filed 2009 - 2011
Nuveen NEW York Premium Income Municipal Fund INC NNF Officer filed 2009 - 2011
Nuveen Premium Income Municipal Fund 2 INC NPM Officer filed 2009 - 2011
Nuveen NEW Jersey Premium Income Municipal Fund INC NNJ Officer filed 2009 - 2011
Nuveen Premium Income Municipal Fund 4 INC NPT Officer filed 2009 - 2011
Nuveen Massachusetts Quality Municipal Income Fund NMT Officer filed 2009 - 2011
Nuveen Maryland Quality Municipal Income Fund NMY PR C Officer filed 2010 - 2011
Nuveen Pennsylvania Premium Income Municipal Fund 2 NPY Officer filed 2009 - 2011
Nuveen Connecticut Quality Municipal Income Fund NTC PR C Officer filed 2009 - 2011
Eaton Vance NEW York Municipal Income Trust EVY Officer filed 2009 - 2011
Blackrock Strategic Municipal Trust BSD Officer filed 2011 - 2011
Blackrock Pennsylvania Strategic Municipal Trust BPS Officer filed 2009 - 2011
Neuberger Berman Real Estate Income Fund INC NRL Officer filed 2009 - 2011
Eaton Vance NEW Jersey Municipal Bond Fund EMJ Officer filed 2010 - 2011
Blackrock Preferred Opportunity Trust BPP Officer filed 2009 - 2011
Wells Fargo Multi-Sector Income Fund erc Officer filed 2009 - 2011
Nuveen Diversified Dividend & Income Fund JDD Officer filed 2011 - 2011
Blackrock S&P Quality Rankings Global Equity Managed Trust BQY Officer filed 2011 - 2011
Blackrock Global Floating Rate Income Trust BGT Officer filed 2010 - 2011
Eaton Vance Floating-Rate Income Trust EFT Officer filed 2010 - 2011
Enhanced S&P 500 Covered Call Fund Inc. BEP Officer filed 2011 - 2011
Global Income & Currency Fund Inc. GCF Officer filed 2011 - 2011
Blackrock Preferred & Equity Advantage Trust CII Officer filed 2009 - 2011
Morgan Stanley California Insured Municipal Income Trust iic Officer filed 2011 - 2011
Nuveen Maryland Dividend Advantage Municipal Fund 3 NWI Officer filed 2010 - 2011
Nuveen California Performance Plus Municipal Fund INC NCP Officer filed 2009 - 2011
Nuveen Premier Municipal Opportunity Fund INC NIF Officer filed 2010 - 2011
Nuveen North Carolina Quality Municipal Income Fund NNC Officer filed 2010 - 2011
Libbey INC LYBI Officer filed 2010 - 2010
Nuveen Pennsylvania Dividend Advantage Municipal Fund NXM Officer filed 2010 - 2010
Nuveen Maryland Dividend Advantage Municipal Fund 2 NZR Officer filed 2010 - 2010
Blackrock NEW York Municipal Income Quality Trust BSE Officer filed 2010 - 2010
Nuveen Quality Municipal Fund INC NQI Officer filed 2010 - 2010
Nuveen Premier Municipal Income Fund INC NPF Officer filed 2010 - 2010
Western Asset Municipal Partners Fund INC. MNP Officer filed 2010 - 2010
Blackrock Municipal Income Quality Trust BYM Officer filed 2010 - 2010
Nuveen Performance Plus Municipal Fund INC NPP Officer filed 2009 - 2010
Blackrock NEW Jersey Investment Quality Municipal Trust INC RNJ Officer filed 2010 - 2010
Eaton Vance Municipal Income Trust EVY Officer filed 2010 - 2010
Nuveen Maryland Dividend Advantage Municipal Fund NFM PR C Officer filed 2010 - 2010
Nuveen Ohio Dividend Advantage Municipal Fund 3 NXI Officer filed 2010 - 2010
Blackrock Municipal Bond Investment Trust BIE Officer filed 2010 - 2010
Scudder Rreef Real Estate Fund INC SRQ Officer filed 2010 - 2010
Nuveen Massachusetts AMT-Free Municipal Income Fund NGX Officer filed 2010 - 2010
Scudder Rreef Real Estate Fund II INC SRO Officer filed 2010 - 2010
Blackrock Investment Quality Municipal Income Trust RFA Officer filed 2009 - 2009
Pimco NEW York Municipal Income Fund PNF Officer filed 2009 - 2009

All roles under one Commission-assigned identifier - the same person by the SEC's own record, not by name matching. From the SEC's insider-transaction filings (Forms 3, 4 and 5). Every reporting director and officer carries a Commission-assigned identifier (CIK), so these footprints are identifier-verified - no name matching involved. Insiders file when they transact, so dates are filing dates: "last filed" never means "served until". This layer is not yet joined to the nonprofit register - identity joins ship only after independent review.